Global Securities Trade, Settlement & Custody Course Introduction

In this article, we will give a brief outline of the Global Securities Trade, Settlement & Custody Course Introduction and topics to be covered in the Global Securities Trade, Settlement & Custody. Though this should appear to be a straightforward topic because it is more of a process management task, but it is important to keep in mind the scalability requirements and the regulatory changes which keep chaning every now and then.
Let's begin with the basics for the Global Securities Trade, Settlement & Custody Course Introduction:

The various Products, their features and Characteristics:

--Fixed Income

--Equity

--Derivatives

Participants in the Global Securities Trade, Settlement & Custody Market:

--Investors

--Sell-side

--Industry Service Organizations

Markets within which the Global Securities Trade, Settlement & Custody functions work:

--Regulated Exchanges

--Fixed Income markets

--Emerging Electronic Platforms


Order Processing/Execution of Global Securities Trade, Settlement & Custody Market:

--Order Receipt

--Validation and Routing

--Execution


Middle Office functions of Global Securities Trade, Settlement & Custody Market:

--Firm inventory

--Allocation

--Trade Entry

--Confirmation/Affirmation



Clearance and Settlement function of Global Securities Trade, Settlement & Custody Market:

--Trade Matching

--Clearance

--Settlement Environments

--Central Securities Depositories

Custody functions of Global Securities Trade, Settlement & Custody Market:

--Providers

--Custodial Network

--Services: Basic & Custom


Foreign Exchange requirements and roles in Global Securities Trade, Settlement & Custody Market:

--Trade through Settlement

Risks of process management in Global Securities Trade, Settlement & Custody Market:

--Types

--Impact

--Mitigation Alternatives


Trends in Global Securities Trade, Settlement & Custody Market:

--Cross border competition

--Global Regulations

--Central Counterparty

--Central versus International Securities Depositories